Handbook of Non-Banking Financial Companies



The book contains 57 Chapters covering the following aspects:

  • Introductory Chapters: NBFC-Concept, Evolution and Development through various Committees, Trend and Development of NBFCs, Incorporation of NBFC, Board of Directors
  • NBFCs regulated by SEBI, MCA, IRDAI, State Govts: Registration and their functioning, compliances and regulatory aspects
  • NBFCs regulated by RBI: Chapter IIIB–Provisions relating to Non-banking Institutions receiving Deposits and Financial Institutions, Chapter IIIC–Prohibition of Acceptance of Deposits by Unincorporated Bodies and Chapter V–Penalties
  • Registration of NBFC with RBI, Compliances, RBI’s Power to regulate NBFCs/NBI/FI, Auditof NBFCs
  • Master Directions and Guidelines issued by RBI:
    • Systemically Important Non–Deposit Taking Company And Deposit Taking Company (Reserve Bank) Directions, 2016
    • Non-Systemically Important Non-Deposit Taking Company (Reserve Bank) Directions, 2016
    • Core Investment Companies (Reserve Bank) Directions, 2016
    • Mortgage Guarantee Companies (Reserve Bank) Directions, 2016
    • Account Aggregator (Reserve Bank) Directions, 2016
    • Peer to Peer Lending Platform (Reserve Bank) Directions, 2017
    • Know Your Customer (KYC) Direction, 2016
    • Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016
    • Standalone Primary Dealers (Reserve Bank) Directions, 2016
    • Residuary Non-Banking Companies (Reserve Bank) Directions, 2016
    • Information Technology Framework for the NBFC Sector
    • Non-Banking Financial Companies Auditor’s Report (Reserve Bank) Directions, 2016
    • Miscellaneous Non-Banking Companies (Reserve Bank) Directions, 2016
    • Fit and Proper Criteria for Sponsors – Asset Reconstruction Companies (Reserve Bank) Directions, 2018
    • The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003
    • Exemptions from the provisions of RBI Act, 1934
    • Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 2016
    • Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016

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